WEBVTT

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How did you do on the first activity? The scenarios in this activity

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may look familiar to you. They are some of the most common instances

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of KICS non-compliance that we have seen and communicated to you

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over the past year. If you feel you need a refresher on some of these

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topics, when choosing your learning path later in the course, you can:

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select the “Have brokerage accounts?”

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topic to focus on KICS Broker Import requirements,

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select the “Have you considered margin loan accounts or student loans?”, or

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“Buying a new home?” topics to focus on reporting loans in KICS, or

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select the “Saving for retirement?” topic to focus on employee benefit plans.

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