{
  "data": {
    "audio": "blank",
    "scenarioText": "Question",
    "question": "<p>Jim, a tax manager, is reviewing his investments as part of his quarterly independence confirmation.  He has a brokerage account with a participating broker that is enrolled and activated for KICS Broker Import. However, he realizes that he did not enroll and activate a new account that he opened for his dependent daughter with the same broker last month. Jim considers the account to be insignificant because it only contains a few small investments.  He also has a significant client deliverable due and would rather not take the time to enroll and activate the account for KICS Broker Import. What are Jim’s options?</p>",
    "instructionText": "Select the correct option, and then select Submit to proceed.",
    "downloadAndroidImages": "kc_icon.png,kc_assets_3.png,kc1_icon1_h.png,kc1_icon1.png,kc1_icon2_h.png,kc1_icon2.png,kc1_icon3_h.png,kc1_icon3.png,kc1_icon4_h.png,kc1_icon4.png,kc_assets_2.png",
    "downloadIpadImages": "kc_icon.png,kc_assets_3.png,kc1_icon1_h.png,kc1_icon1.png,kc1_icon2_h.png,kc1_icon2.png,kc1_icon3_h.png,kc1_icon3.png,kc1_icon4_h.png,kc1_icon4.png,kc_assets_2.png",
    "downloadImages": "kc_icon.png,kc_assets_3.png,kc1_icon1_h.png,kc1_icon1.png,kc1_icon2_h.png,kc1_icon2.png,kc1_icon3_h.png,kc1_icon3.png,kc1_icon4_h.png,kc1_icon4.png,kc_assets_2.png",
    "MCQ": {
      "responseType": "specific",
      "maxAttempts": "1",
      "correctAnswer": "4",
      "options": {
        "option": [
          "<span><p>A. Check KICS to determine if any of the investments are in restricted entities.  If not, he does not need to do anything.</p></span>",
          "<span><p>B. Because he considers the amounts to be insignificant, Jim should keep the account as is and not enroll and activate it for KICS Broker Import.</p></span>",
          "<span><p>C. Jim should transfer the investments to his activated account and let the KICS Broker Import program determine if they are restricted.</p></span>",
          "<span><p>D. Jim should enroll and activate the new account for KICS Broker Import and self-report the violation to Risk Management - Independence.</p></span>"
        ]
      },
      "feedback": {
        "genericResponse": {
          "incorrect": {
            "audio": "blank",
            "content": ""
          },
          "solution": {
            "audio": "blank",
            "content": ""
          },
          "correct": {
            "audio": "blank",
            "content": ""
          }
        },
        "specificResponse": {
          "response": [
            {
              "audio": "m00_p09_feedback",
              "timeStamps": [35, 70, 88],
              "content": "<p><b>You chose A, that’s incorrect.</b> <span class='feedback_data1'>Each individual account with the same brokerage firm must be enrolled and activated for KICS Broker Import within 14 days of opening the account.</span><span class='feedback_data2'>Each individual account with the same brokerage firm must be enrolled and activated for KICS Broker Import within 14 days of opening the account.</span></p><p class='para_break'></p><p><b>Correct response D.</b> Enroll and activate the new account in KICS Broker Import and self-report the violation to Risk Management – Independence.</p><p><div class='btm_cont'><div class='btm_col'><span class='btm_text text1'>Recognize</span><span class='btm_icon1'></span></div><div class='btm_col'><span class='btm_text text2'>Evaluate</span><span class='btm_icon2'></span></div><div class='btm_col'><span class='btm_text text3'>Decide</span><span class='btm_icon3'></span></div><div class='btm_col'><span class='btm_text text4'>Act</span><span class='btm_icon4'></span></div></div></p>"
            },
            {
              "audio": "m00_p09_feedback",
              "timeStamps": [35, 70, 88],
              "content": "<b>You chose B, that’s incorrect.</b> <span class='feedback_data1'>All brokerage accounts must be enrolled and activated for KICS Broker Import, regardless of the balance in the account.</span><span class='feedback_data2'>All brokerage accounts must be enrolled and activated for KICS Broker Import, regardless of the balance in the account.</span></p><p class='para_break'></p><p><b>Correct response D.</b> Enroll and activate the new account in KICS Broker Import and self-report the violation to Risk Management – Independence.</p><p><div class='btm_cont'><div class='btm_col'><span class='btm_text text1'>Recognize</span><span class='btm_icon1'></span></div><div class='btm_col'><span class='btm_text text2'>Evaluate</span><span class='btm_icon2'></span></div><div class='btm_col'><span class='btm_text text3'>Decide</span><span class='btm_icon3'></span></div><div class='btm_col'><span class='btm_text text4'>Act</span><span class='btm_icon4'></span></div></div></p>"
            },
            {
              "audio": "m00_p09_feedback",
              "timeStamps": [35, 70, 88],
              "content": "<b>You chose C, that’s incorrect.</b> <span class='feedback_data1'>Potential investments should be checked for permissibility <b>before</b> transactions are initiated. KICS Broker Import does not block or prevent trades in restricted investments.</span><span class='feedback_data2'>Potential investments should be checked for permissibility <b>before</b> transactions are initiated. KICS Broker Import does not block or prevent trades in restricted investments.</span></p><p class='para_break'></p><p><b>Correct response D.</b> Enroll and activate the new account in KICS Broker Import and self-report the violation to Risk Management – Independence.</p><p><div class='btm_cont'><div class='btm_col'><span class='btm_text text1'>Recognize</span><span class='btm_icon1'></span></div><div class='btm_col'><span class='btm_text text2'>Evaluate</span><span class='btm_icon2'></span></div><div class='btm_col'><span class='btm_text text3'>Decide</span><span class='btm_icon3'></span></div><div class='btm_col'><span class='btm_text text4'>Act</span><span class='btm_icon4'></span></div></div></p>"
            },
            {
              "audio": "m00_p09_feedback",
              "timeStamps": [35, 70, 88],
              "content": "<b>You chose D, that’s correct.</b> Enroll and activate the new account in KICS Broker Import and self-report the violation to Risk Management – Independence.</p><p><div class='btm_cont'><div class='btm_col'><span class='btm_text text1'>Recognize</span><span class='btm_icon1'></span></div><div class='btm_col'><span class='btm_text text2'>Evaluate</span><span class='btm_icon2'></span></div><div class='btm_col'><span class='btm_text text3'>Decide</span><span class='btm_icon3'></span></div><div class='btm_col'><span class='btm_text text4'>Act</span><span class='btm_icon4'></span></div></div></p>"
            }
          ]
        }
      }
    }
  }
}
