{
	"data": {
		"downloadAndroidImages": "activity_icon.png,Icon_true.png,Icon_false.png",
		"downloadIpadImages": "activity_icon.png,Icon_true.png,Icon_false.png",
		"downloadImages": "activity_icon.png,Icon_true.png,Icon_false.png",
		"questionText": "<div class='inst_box'><p>Match the situation to the appropriate action step.</p><p class='inst'>Drag the circle next to each investing situation to the empty circle for the corresponding action. Select <b>Submit</b> when done.</p></div><div class='left_title'>Investing Situation</div><div class='right_title'>Action</div>",
		"pairs": {
			"<p>Last month your dependent opened a Robinhood account while away at school. The account does not hold any investments yet.</p>": "<p>Your dependent must close the account as this broker does not participate in KICS Broker Import. You must then report the violation to Risk Management – Independence through the Independence Inquiry Submission form on the Independence portal.</p>",
			"<p>You used a mobile app to open a new brokerage account with a participating broker and enrolled the new account in KICS Broker Import within 14 days.</p>": "<p>To complete the process, you must also submit the Client Authorization Form to activate the account for KICS Broker Import.</p>",
			"<p>You opened a new Robinhood account to trade only in unrestricted investments. You manually track the investments in KICS in a timely manner.</p>": "<p>Even though you are investing in unrestricted entities only and tracking these investments in KICS, you must close the account as this broker does not participate in KICS Broker Import. You must then report the violation to Risk Management - Independence through the Independence Inquiry Submission form on the Independence portal.</p>"
		},
		"retryFeedback": "<p><b>That's Incorrect!</b> Close this box to try again.</b></p><p>Any time a professional has conversations or contacts with an audit client, including its affiliates, regarding potential employment opportunities, they must report this activity to the business unit professional practice partner - audit, regardless of whether or not the professional has provided services to the restricted entity. In addition, if the professional is on the audit engagement team and is considering employment with the audit client, they should be removed from the audit engagement team immediately, and their audit work would be reviewed to assess if the individual exercised appropriate skepticism while working on the audit engagement.</p><p>Audit engagement team members who were previously employed at the audit client will need to confirm that they were not employed at the client during the period covered by the financial statement audit. They will also need to dispose of all financial interests in the audit client and any employee benefit plans sponsored by the audit client.</p><p>It is not permissible for a professional’s close family member to be in an Accounting Role or Financial Reporting Oversight Role at an audit client for which he or she is a Covered Person. Consultation with Risk Management - Independence is encouraged when working through employment relationship questions.</p>",
		"correctFeedbackText": "<p><b>That's correct!</b> You and your immediate family members are <b>not</b> permitted to open brokerage accounts through investing apps that are not participating brokers in the firm’s KICS Broker Import Program (for example, Robinhood, Acorns and Stash). If any of these accounts are held, they must be closed immediately and you will need to report the violation to Risk Management - Independence through the Independence Inquiry Submission form on the Independence portal. Before you or your immediate family members open any new brokerage accounts:<ul><li>make sure they are with one of the 90+ brokers that participate in the firm’s KICS Broker Import program and</li><li>manually enroll and activate each account for KICS Broker Import within 14 days of account opening.</li></ul><p>Have regular discussions with your immediate family members to ensure you all remain in compliance with the independence rules.</p>",
		"incorrectFeedbackText": "<b>That's incorrect.</b> Select <b>Solution</b> to view the correct answer.",
		"solutionText": "<p>You and your immediate family members are not permitted to have brokerage accounts through investing apps that are not participating brokers in the firm’s KICS Broker Import Program (for example, Robinhood, Acorns and Stash). Even if the investments acquired through these accounts are permitted, the account itself is not. If any of these accounts are held, they must be closed immediately and you will need to report the violation to Risk Management - Independence through the Independence Inquiry Submission form on the Independence portal.<br/><br/>Before you or your immediate family members open any brokerage accounts:<ul><li>make sure they are with one of the 90+ brokers that participate in the firm’s KICS Broker Import program and</li><li>manually enroll and activate each account for KICS Broker Import within 14 days of account opening.</li></ul><p>Have regular discussions with your immediate family members to ensure you all remain in compliance with the independence rules.</p>",
		"totalAttempts": 1
	}
}